作为法律原则的相互原则：从国际水道法及中国跨界水条约实践探究相互原则的作用
发布时间：2024-06-10 21:22
作为社会交往中的基本现象与国际法中的基本法律原则,相互原则的重要性再怎么强调也不为过。有鉴于此,本文拟首先明确相互原则在国际法中的作用,并基于此审慎地分析其对国际水道法产生的影响。通常,可以从三个层面理解相互原则在国际法中的功能:第一,作为一种发展国际法的机制;第二,作为一种条约机制;第三,作为一种争端解决与实施机制。与这三个层面分别对应,相互原则在国际水道法中发挥着如下作用:第一,将限领土主权原则确立为习惯国际法;第二,明确实体规则中相应的权利与义务;第三,考虑到跨界水领域中更强调争端的避免,而非规则的遵行,相互原则还进一步推动着程序与争端解决规则的发展。具体而言,在相互原则的作用下,一国所提出的诉求也能够被其他国家主张,这就有效抑制了一国提出过分且不合理的主张的可能性。通过这种作用机制,相互原则推动着习惯国际法的发展。“公平合理利用”和“避免重大损害的义务”这两大实体规则经常被认为偏袒着上游或下游国家一方。然而,我们明显可以看到它们实际上规定了具有相互性的权利与义务,以保证法律适用者对它们的解释并不会偏好上游或下游的任一沿岸国同理的,与实体规则相辅相成的程序规则,如信息互换事先通知...
【文章页数】：224 页
【学位级别】：博士
【文章目录】：
ABSTRACT
摘要
LIST OF ABBREVIATIONS
CHAPTER 1 INTRODUCTION
1.1 PROBLEMATIQUE AND RESEARCH QUESTION
1.2 RESEARCH JUSTIFICATION
1.2.1 The Legal Principle of Reciprocity
1.2.2 The Law of International Watercourses
1.2.3 Selection of Case Study:China
1.3 RESEARCH METHODOLOGY AND OUTLINE OF DISSERTATION
CHAPTER 2 RECIPROCITY: THE DEVELOPMENT OF A LEGAL PRINCIPLE
2.1 INTRODUCTION
2.2 OVERCOMING THE PROBLEM OF COOPERATION THROUGH RECIPROCITY
2.2.1 Reciprocity as an Anthropological, Sociological and Moral Norm
2.3 RECIPROCITY AS A FOUNDATIONAL PRINCIPLE OF LAW
2.3.1 Reciprocity and the Rule of Law
2.3.2 Translating the Principle of Reciprocity to International Law
2.4 RECIPROCITY IN CHINA'S STATE RELATIONS AND ITS APPROACH TOINTERNATIONAL LAW
2.5 CONCLUSION
CHAPTER 3 RECIPROCITY AND THE DEVELOPMENT OF THE LAWOF INTERNATIONAL WATERCOURSES
3.1 INTRODUCTION
3.2 THE DEVELOPMENT OF INTERNATIONAL LAW AS A PROCESS OFRECIPROCATION
3.3 RECIPROCATION AND THE DEVELOPMENT OF LIMITED TERRITORIAL SOVEREIGNTY
3.3.1 Absolute Territorial Sovereignty and Absolute Territorial Integrity
3.3.2 The Emergence of Limited Territorial Sovereignty
3.4 BALANCING PERSISTENT OBJECTION THROUGH RECIPROCITY:CHINA'SPRACTICE AS LIMITED TERRITORIAL SOVEREIGNTY
3.4.1 Reciprocity and Persistent Objection
3.4.2 China's Transboundary Water Treaty Practice:Limited Territorial Sovereignty
3.5 FUTURE DEVELOPMENT OF THE LAW OF INTERNATIONALWATERCOURSES:THE COMMUNITY OF INTERESTS AND CHINA'S"COMMUNITY OF COMMON DESTINY"
3.6 CONCLUSION
CHAPTER 4 RECIPROCITY AS A TREATY MECHANISM IN THE SUBSTANTIVE RULES
4.1 INTRODUCTION
4.2 RECIPROCITY IN TREATIES:RECIPROCATING AND NON-RECIPROCATINGPROVISIONS
4.2.1 Reciprocating Treaty Provisions
4.2.2 Non-Reciprocating Treaty Provisions
4.3 UNDERSTANDING THE SUBSTANTIVE RULES THROUGH THE LENS OFRECIPROCITY:THE UNWC, UNECE WATER CONVENTION,BERLIN RULESAND CHINA'S PRACTICE
4.3.1 The Substantive Rules of the UNWC
4.3.2 The Substantive Rules of the UNECE Water Convention
4.3.3 The Berlin Rules:An Alternative Relationship between the Substantive Rules?
4.3.4 China's Transboundary Water Treaty Practice:The Substantive Rules
4.4 THE INFLUENCE OF COMMON INTERESTS ON THE SUBSTANTIVE RULES
4.4.1 The Human Right to Water in a Transboundary Context
4.4.2 Environmental Protection and Sustainability
4.4.3 China's Transboundary Water Treaty Practice:The Influence of Common Interests
4.5 INSTITUTIONALISING RECIPROCITY THROUGH RIVER BASIN ORGANIZATIONS AND BENEFIT-SHARING
4.5.1 China's Transboundary Water Treaty Practice:Institutionalization and Benefit Sharing
4.6 CONCLUSION
CHAPTER 5 RECIPROCITY IN THE DUTY TO COOPERATE, RULES OFPROCEDURE AND SELF-HELP MEASURES
5.1 INTRODUCTION
5.2 THE LEGAL NOTION OF RECIPROCITY AND THE DUTY TO COOPERATE
5.3 UNDERSTANDING THE PROCEDURAL AND DISPUTE SETTLEMENT RULESTHROUGH THE LENS OF RECIPROCITY
5.3.1 The Procedural Rules of the UNWC
5.3.2 The Procedural Rules of the UNECE Water Convention
5.3.3 The Settlement of Disputes in the UNWC and UNECE Water Convention
5.3.4 China's Transboundary Water Treaty Practice:Reciprocity in the Procedural Rules
5.4 SELF-HELP MEASURES IN INTERNATIONAL LAW AND THEIR LIMITEDAPPLICATION IN THE LAW OF INTERNATIONAL WATERCOURSES
5.5 EXPLORING THE LIMITED USE OF SELF-HELP MEASURES IN THE CONTEXTOF RECIPROCITY AND THE LAW OF INTERNATIONAL WATERCOURSES
5.5.1 Reciprocity and Higher-Level Legal Norms
5.5.2 The Duty to Cooperate as an Emerging Obligation Erga Omnes andits Effects on the Use of Self-Help Measures
5.6 CONCLUSION
CHAPTER 6 CONCLUSION
APPENDIX A: LIST OF PREVIOUSLY PUBLISHED MATERIALS
APPENDIX B: STATE PARTIES TO THE UNWC AND UNECE WATERCONVENTION
APPENDIX C: STATE COMMENTS AND VOTING RECORD OF THEUNWC
APPENDIX D: LIST OF CHINA'S TRANSBOUNDARY WATERAGREEMENTS AND RELATED DOCUMENTS
APPENDIX E: TIMELINE OF THE LANCANG-MEKONG COOPERATION MECHANISM
BIBLIOGRAPHY
ACKNOWLEDGEMENTS
本文编号：3991916
【文章页数】：224 页
【学位级别】：博士
【文章目录】：
ABSTRACT
摘要
LIST OF ABBREVIATIONS
CHAPTER 1 INTRODUCTION
1.1 PROBLEMATIQUE AND RESEARCH QUESTION
1.2 RESEARCH JUSTIFICATION
1.2.1 The Legal Principle of Reciprocity
1.2.2 The Law of International Watercourses
1.2.3 Selection of Case Study:China
1.3 RESEARCH METHODOLOGY AND OUTLINE OF DISSERTATION
CHAPTER 2 RECIPROCITY: THE DEVELOPMENT OF A LEGAL PRINCIPLE
2.1 INTRODUCTION
2.2 OVERCOMING THE PROBLEM OF COOPERATION THROUGH RECIPROCITY
2.2.1 Reciprocity as an Anthropological, Sociological and Moral Norm
2.3 RECIPROCITY AS A FOUNDATIONAL PRINCIPLE OF LAW
2.3.1 Reciprocity and the Rule of Law
2.3.2 Translating the Principle of Reciprocity to International Law
2.4 RECIPROCITY IN CHINA'S STATE RELATIONS AND ITS APPROACH TOINTERNATIONAL LAW
2.5 CONCLUSION
CHAPTER 3 RECIPROCITY AND THE DEVELOPMENT OF THE LAWOF INTERNATIONAL WATERCOURSES
3.1 INTRODUCTION
3.2 THE DEVELOPMENT OF INTERNATIONAL LAW AS A PROCESS OFRECIPROCATION
3.3 RECIPROCATION AND THE DEVELOPMENT OF LIMITED TERRITORIAL SOVEREIGNTY
3.3.1 Absolute Territorial Sovereignty and Absolute Territorial Integrity
3.3.2 The Emergence of Limited Territorial Sovereignty
3.4 BALANCING PERSISTENT OBJECTION THROUGH RECIPROCITY:CHINA'SPRACTICE AS LIMITED TERRITORIAL SOVEREIGNTY
3.4.1 Reciprocity and Persistent Objection
3.4.2 China's Transboundary Water Treaty Practice:Limited Territorial Sovereignty
3.5 FUTURE DEVELOPMENT OF THE LAW OF INTERNATIONALWATERCOURSES:THE COMMUNITY OF INTERESTS AND CHINA'S"COMMUNITY OF COMMON DESTINY"
3.6 CONCLUSION
CHAPTER 4 RECIPROCITY AS A TREATY MECHANISM IN THE SUBSTANTIVE RULES
4.1 INTRODUCTION
4.2 RECIPROCITY IN TREATIES:RECIPROCATING AND NON-RECIPROCATINGPROVISIONS
4.2.1 Reciprocating Treaty Provisions
4.2.2 Non-Reciprocating Treaty Provisions
4.3 UNDERSTANDING THE SUBSTANTIVE RULES THROUGH THE LENS OFRECIPROCITY:THE UNWC, UNECE WATER CONVENTION,BERLIN RULESAND CHINA'S PRACTICE
4.3.1 The Substantive Rules of the UNWC
4.3.2 The Substantive Rules of the UNECE Water Convention
4.3.3 The Berlin Rules:An Alternative Relationship between the Substantive Rules?
4.3.4 China's Transboundary Water Treaty Practice:The Substantive Rules
4.4 THE INFLUENCE OF COMMON INTERESTS ON THE SUBSTANTIVE RULES
4.4.1 The Human Right to Water in a Transboundary Context
4.4.2 Environmental Protection and Sustainability
4.4.3 China's Transboundary Water Treaty Practice:The Influence of Common Interests
4.5 INSTITUTIONALISING RECIPROCITY THROUGH RIVER BASIN ORGANIZATIONS AND BENEFIT-SHARING
4.5.1 China's Transboundary Water Treaty Practice:Institutionalization and Benefit Sharing
4.6 CONCLUSION
CHAPTER 5 RECIPROCITY IN THE DUTY TO COOPERATE, RULES OFPROCEDURE AND SELF-HELP MEASURES
5.1 INTRODUCTION
5.2 THE LEGAL NOTION OF RECIPROCITY AND THE DUTY TO COOPERATE
5.3 UNDERSTANDING THE PROCEDURAL AND DISPUTE SETTLEMENT RULESTHROUGH THE LENS OF RECIPROCITY
5.3.1 The Procedural Rules of the UNWC
5.3.2 The Procedural Rules of the UNECE Water Convention
5.3.3 The Settlement of Disputes in the UNWC and UNECE Water Convention
5.3.4 China's Transboundary Water Treaty Practice:Reciprocity in the Procedural Rules
5.4 SELF-HELP MEASURES IN INTERNATIONAL LAW AND THEIR LIMITEDAPPLICATION IN THE LAW OF INTERNATIONAL WATERCOURSES
5.5 EXPLORING THE LIMITED USE OF SELF-HELP MEASURES IN THE CONTEXTOF RECIPROCITY AND THE LAW OF INTERNATIONAL WATERCOURSES
5.5.1 Reciprocity and Higher-Level Legal Norms
5.5.2 The Duty to Cooperate as an Emerging Obligation Erga Omnes andits Effects on the Use of Self-Help Measures
5.6 CONCLUSION
CHAPTER 6 CONCLUSION
APPENDIX A: LIST OF PREVIOUSLY PUBLISHED MATERIALS
APPENDIX B: STATE PARTIES TO THE UNWC AND UNECE WATERCONVENTION
APPENDIX C: STATE COMMENTS AND VOTING RECORD OF THEUNWC
APPENDIX D: LIST OF CHINA'S TRANSBOUNDARY WATERAGREEMENTS AND RELATED DOCUMENTS
APPENDIX E: TIMELINE OF THE LANCANG-MEKONG COOPERATION MECHANISM
BIBLIOGRAPHY
ACKNOWLEDGEMENTS
本文编号：3991916
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